-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ggelayh7vasdHAhFx3E2eoZlSkavsqY6DcDB0kzi5gvAC+SAA2hQUCQ46+4XnZGU bnVbJogI067IrFYAUl3PGA== 0001193125-07-031889.txt : 20070214 0001193125-07-031889.hdr.sgml : 20070214 20070214164747 ACCESSION NUMBER: 0001193125-07-031889 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WIND RIVER SYSTEMS INC CENTRAL INDEX KEY: 0000833829 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942873391 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49873 FILM NUMBER: 07621765 BUSINESS ADDRESS: STREET 1: 500 WIND RIVER WAY CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5107484100 MAIL ADDRESS: STREET 1: 500 WIND RIVER WAY CITY: ALAMEDA STATE: CA ZIP: 94501 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUPTA NARENDRA CENTRAL INDEX KEY: 0000900635 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: INTEGRATED SYSTEMS INC STREET 2: 3260 JAY STREET CITY: SANTA CLARA STATE: CA ZIP: 95054-3309 BUSINESS PHONE: (510) 748-4100 MAIL ADDRESS: STREET 1: C/O 500 WIND RIVER WAY CITY: ALAMEDA STATE: CA ZIP: 94501 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 5 TO SCHEDULE 13G Amendment No. 5 to Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

 

 

WIND RIVER SYSTEMS, INC.

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)

 

 

973149 10 7

                                (CUSIP Number)                                

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all the provisions of the Act (however, see the Notes).

 

Page 1 of 5 pages

CUSIP No. 973149 10 7    

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

    
                Narendra K. Gupta    
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  ¨    
  3.   SEC Use Only  
         
  4.   Citizenship or Place of Organization  
                United States    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     5.    Sole Voting Power
 
                  419,976**
    6.    Shared Voting Power
 
                  4,403,236***
    7.    Sole Dispositive Power
 
                  419,976**
    8.    Shared Dispositive Power
 
                  4,403,236***
  9.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                4,823,212 shares, of which beneficial ownership of 927,176 shares is disclaimed    
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ¨
         
11.   Percent of Class Represented by Amount in Row (9)  
                5.6%    
12.   Type of Reporting Person (See Instructions)  
                IN    

 

** Includes 7,176 shares held in an account for a daughter under the Uniform Gift to Minors Act, of which Mr. Gupta is a custodian; and 412,800 shares subject to stock options excercisable within 60 days after February 14, 2007.
*** Includes 3,483,236 shares held by the Narendra and Vinita Gupta Living Trust, dtd 12/2/94, of which Mr. Gupta and his wife are trustees; and 920,000 shares held by the Gupta Irrevocable Children Trust, of which Mr. Gupta his wife, and a third party, are trustees.

 

Page 2 of 5 pages

Item 1.  

(a)

    NAME OF ISSUER      
     Wind River Systems, Inc.      
 

(b)

    Address of Issuer’s Principal Executive Offices      
    

500 Wind River Way

Alameda, CA 94501

      
Item 2.  

(a)

    NAME OF PERSON FILING      
     Narendra K. Gupta      
 

(b)

    ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE      
    

500 Wind River Way

Alameda, CA 94501

      
 

(c)

    CITIZENSHIP      
     United States      
 

(d)

    TITLE OF CLASS OF SECURITIES      
     Common Stock      
 

(e)

    CUSIP NUMBER      
     973149 10 7      
Item 3.   NOT APPLICABLE.   

 

Page 3 of 5 pages

Item 4.    OWNERSHIP      
   (a)    AMOUNT BENEFICIALLY OWNED:      
      4,823,212 shares, of which beneficial ownership of 927,176 shares is disclaimed      
   (b)    PERCENT OF CLASS:      
      5.6%      
   (c)    NUMBER OF SHARES AS TO WHICH THE PERSON HAS:      
      (i)    Sole power to vote or to direct the vote      
         419,976**      
      (ii)    Shared power to vote or to direct the vote      
         4,403,236***      
      (iii)    Sole power to dispose or to direct the disposition of      
         419,976**      
      (iv)    Shared power to dispose or to direct the disposition of      
         4,403,236***      
Item 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS   
   Not applicable.   
Item 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON      
   Not applicable.      
Item 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
   Not applicable.
Item 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP      
   Not applicable.      
Item 9.    NOTICE OF DISSOLUTION OF GROUP      
   Not applicable.      
Item 10.    CERTIFICATION      
   Not applicable.      

 

** Includes 7,176 shares held in an account for a daughter under the Uniform Gift to Minors Act, of which Mr. Gupta is a custodian; and 412,800 shares subject to stock options exercisable within 60 days after February 14, 2007.
*** Includes 3,483,236 shares held by the Narendra and Vinita Gupta Living Trust, dtd 12/2/94, of which Mr. Gupta and his wife are trustees; and 920,000 shares held by the Gupta Irrevocable Children Trust, of which Mr. Gupta his wife, and a third party, are trustees.

 

Page 4 of 5 pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2007

Date

/s/ Narendra K. Gupta

Signature

Narendra K. Gupta

Name/Title

 

Page 5 of 5 pages

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